Embedded Files
We provide compliance, operations, and leadership support on a flexible basis, without the cost and commitment of full-time hires. This allows you to scale faster, reduce risk, and lower overhead with experienced operators who step in when you need them.
Our Clients
Registered Investment Advisers (RIAs)
Registered Investment Advisers (RIAs)
Trilogic provides on-demand executive support across leadership, operations, and compliance for registered investment advisers at all stages of growth, drawing on deep experience with firms regulated under both state and SEC oversight. Rather than a one-size-fits-all model, we work alongside clients in a hands-on, integrated way, tailoring support to each firm’s specific needs and objectives. Our services cover operational leadership and compliance infrastructure, helping firms build, run, and scale efficiently while avoiding the cost and burden of full-time executive overhead.
Broker-Dealers
Broker-Dealers
Trilogic offers outsourced CEO support for broker-dealers that need experienced leadership without hiring a full-time executive. We step in to manage day-to-day operations, guide business planning, support growth initiatives, and keep firms aligned with FINRA requirements. By embedding seasoned leadership into your organization, we strengthen oversight, improve efficiency, and help you scale with confidence, giving you institutional-grade management without the cost and commitment of a full-time CEO.
Start-Ups
Start-Ups
Trilogic helps firms launch as Registered Investment Advisers with a structured, hands-on approach. From entity setup and regulatory filings to Form ADV preparation and account setup with FINRA and IARD, we manage the process end-to-end. We also put the right compliance policies and calendar in place so firms are ready from day one. The result is a smoother registration process with fewer errors and faster approvals from the SEC or state regulators.
Trilogic Packages: We Help Companies in All Stages of Growth
Building Your Foundation
Building Your Foundation
Starter Package
Starter Package
Early-stage companies don’t fail from lack of vision; they stall because operations and back-office demands take over.
Get your operations and compliance baseline correct so growth doesn't create future problems. This workflow is important, but it shouldn’t consume your time. We take that off your plate, so you can focus on building, selling, and growing.
Scaling Your Operations
Scaling Your Operations
Growth Package
We’ve founded companies and worked inside venture-backed start-ups, to help them compete globally.
Our experience spans asset managers, RIAs, private equity firms, hedge funds, wealth managers and distribution companies, often during critical periods of growth and change. From 20x asset growth in three years to strengthening operations and efficiency, we help firms navigate the full business lifecycle with stability, clarity, and control.
Rightsizing for What’s Next
Rightsizing for What’s Next
Scale Smart Package
Market shifts demand constant evaluation of cost, risk, and opportunity.
We help you take a clear, strategic view of where to invest, where to reduce, and how to realign your operations. Then we handle the execution, ensuring your compliance and back-office functions support your next phase.
Report abuse