We Help Registered Investment Advisers, Broker-Dealers, and Start-ups
Fractional executives for investment advisers and asset managers navigating growth, compliance, and operational complexity.
Meet Our Executive Team
Amber is a dynamic, cross-functional executive with over 20 years of financial services experience. After Harvard Law School, she built her foundational knowledge at law firms WilmerHale and K&L Gates and then went in-house at Natixis and Citibank. Ultimately, she found her niche in helping start and lead young asset managers and RIAs, including when, as Deputy CEO, she helped her company successfully navigate twentyfold growth in three years.
Kristina is a compliance professional with over 20 years of experience tackling regulatory challenges. Kristina optimized risk management and streamlined operations at Mirova US, PSG Equity, L.L.C., The Baupost Group, L.L.C., and Arrowstreet Capital, L.P. As a graduate of McGill University (BA) & the University of Albany (MPA) she brings strong academic and professional foundations to her role as Chief Compliance Officer.
We Offer Executive-Level Leadership Across Practice Areas
We have built new advisers and partnered with established firms through periods of meaningful change. Our focus is aligning strategy, strengthening decision-making, and positioning firms for long-term growth. Click here to learn more.
We help companies drive profitable growth through complex operational change. Throughout, we focus on operational leadership that builds scalable systems and strengthens execution. Click here to learn more.
We Help Companies in All Stages of Growth
Great ideas work best when coupled with a strong foundation. We help from the start, whether it be creating a compliance program from scratch or working to ensure outside counsel is efficient, we provide support wherever it is most needed. Click here to learn more.
Success after the early stages requires serious care about how to best grow a team. Companies can’t risk their reputation, nor their profitability. Most executives have limited time to train and implement suggestions from traditional consultants. We help companies through this process, step-by-step. Click here to learn more.
Whether it be a necessary reduction in force, or a renewed focus in an area that requires a sudden increase in staffing, we help ease the shift to allow companies time to adjust their strategic plan. Click here to learn more.
Our Approach
Operators, Not Consultants
We don’t operate from the sidelines, we integrate into your team to drive execution.
Leverage Regulatory Expertise
Our deep regulatory expertise helps you reduce risk, avoid costly mistakes, and operate with confidence under FINRA, and SEC requirements.
Build for Scale
From formation through growth, one team supports your evolving needs with proven workflows and technology.
Senior-Level Execution
Senior operators lead and execute every engagement, so decisions are faster and execution is stronger, with less lift required from your team.
How We Work
Every engagement is tailored to your firm's goals, but our process follows a proven framework designed to deliver practical results with minimal disruption.
We begin by understanding your organization, leadership priorities, operational challenges, and regulatory environment. Through conversations with key stakeholders and a review of your existing processes, we identify the areas where experienced executive support will create the greatest impact.
Based on our assessment, we develop a clear, actionable roadmap that outlines priorities, defines executive responsibilities, and recommends the level of support needed. Whether you're filling a leadership gap, preparing for growth, or strengthening compliance, you'll have a plan aligned with your business objectives.
Our senior professionals step into the role your organization needs, providing hands-on leadership, driving initiatives, making decisions, and working alongside your team. We don't simply advise; we execute and help build momentum from day one.
As your organization matures, we document processes, mentor internal leaders, and establish sustainable operating practices. Our goal is to strengthen your team's capabilities so improvements continue long after our engagement concludes.
Business needs evolve, and we're available as a trusted executive resource whenever new challenges or opportunities arise. Whether you need strategic guidance, interim leadership, or specialized expertise, we provide flexible support that grows with your organization.
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